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Regular & Special Member Application

Instructions

Please select the membership category you are applying for.  

Eligibility for Regular Membership:  Must be registered as an investment advisor with the Securities and Exchange Commission or with any state securities administration; regularly engaged in active investment management for individual retail client accounts; and subscribe to the NAAIM Code of Ethics and Fair Practices Policy.

Eligibility for Special Membership:  Must be regularly engaged in active management for client accounts; subscribe to the NAAIM Code of Ethics and Fair Practices Policy.  Special Members are appointed by an affirmative vote of the majority of the Board of Directors.  


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