NEW ADVERTISING RULES: Tread Carefully! Thomas Giachetti and Max Schatzow, Stark and Stark Attorneys at Law
Wednesday, March 10, 2021 (4:15 PM - 5:15 PM)
So you think the new advertising rules will let you market like you always dreamed of? Perhaps, BUT be careful, there are potential minefields ahead, and the SEC has yet to issue any interpretative guidance.
Join Thomas Giachetti, Esq. and Max Schatzow, Esq., Stark-Stark Attorneys at Law for an informative look at the recently announced reforms made by the SEC to modernize rules that govern investment advisor advertisements and payments to solicitors.
NAAIM was formed in 1989 as a non-profit association of registered investment advisors who provide active money management services to their clients, in order to produce favorable risk-adjusted returns as an alternative to more passive, buy and hold strategies.